How we do
Complaint Metrics
Number of Complaints as per SEBI Guidelines
Formats for investors complaints data to be disclosed monthly by IAs on their website/mobile application
Trend of monthly disposal of complaints
Trend of annual disposal of complaints
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
*Inclusive of complaints of previous years resolved in the current year.
^Inclusive of complaints pending as on the last day of the year.